Employee Handbooks – Best Practices and Potential Pitfalls (Presented by the Federal Bar Association Labor & Employment Law Section)

David A. Michel
Jack Blum
James Noel
Brian J. MacDonough
David A. Michel | Sherin and Lodgen LLP
Jack Blum | Polsinelli
James Noel | McConnell Valdés LLC
Brian J. MacDonough | Sherin and Lodgen LLP

On-Demand: March 11, 2025

1.5 hour CLE

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Program Summary

We will be discussing best practices for reviewing, drafting, and revising employee handbooks. We will start with initial considerations and the importance of understanding the client's business (what they do, what are their priorities, where are their employees, and any industry/business specific requirements/concerns that should be included or addressed), the importance of "doing no harm" and avoiding creating contractual obligations, things to consider when reviewing and updating existing handbooks, tips for drafting handbooks for multi state/cross-jurisdictional employers, and common traps/pitfalls to avoid, yet are often included and/or requested by employers (such as introductory periods, formal review processes, open door/grievance policies, graduated/incremental disciplinary policies, and policies that are unrealistic or frequently ignored/disregarded to an employer's detriment).

Federal Bar Association Labor & Employment Law Section

This course is co-sponsored with myLawCLE.

Key topics to be discussed:

  • Goals of the employee handbook – set expectations, lay out clear policies for the workplace and work-related behavior, comply with legal obligations, protect the company and do not harm
  • Policies that all handbooks must have and policies that should be avoided/common traps and pitfalls
  • Drafting handbooks for multi-state employers
  • Beyond multi-state employers – the unique case of Puerto Rico
  • How plaintiffs’ side employment attorneys take advantage of poorly drafted handbooks

Closed-captioning available

Speakers

Speaker_David A. Michel_FedBarDavid A. Michel, Partner | Sherin and Lodgen LLP

David A. Michel assists clients in resolving complex employment, business, and real estate disputes.

A partner in Sherin and Lodgen LLP’s Litigation Department, his experience includes representing companies and individuals in a variety of complex civil and commercial disputes in federal and state court and through alternative dispute resolution. In particular, David represents clients and organizations in employment matters involving restrictive covenants, discrimination, wrongful termination, and wage and hour litigation. He also represents companies, developers, property owners, and landlords involved in commercial and real estate disputes, including adverse possession, breach of contract, brokerage, and zoning matters.

Prior to joining Sherin and Lodgen, David was a Staff Attorney for the Committee for Public Counsel Services’ Public Defender Division. After receiving his Bachelor of Arts from The George Washington University in 2006, David returned to his native Massachusetts to pursue a career in law. David received his J.D. from Boston University School of Law in 2011, where he served as submissions editor for the Boston University Public Interest Law Journal and achieved honors in the Litigation and Alternative Dispute Resolution Concentration.

 

Speaker_Jack Blum_FedBarJack Blum, Shareholder | Polsinelli

Jack Blum is an experienced employment law advisor and litigator. Jack has extensive experience defending employers against all manner of claims by their employees in federal and state courts, as well as before government agencies like the OFCCP, EEOC, and state human rights commissions, including:

  • Employment discrimination, harassment, and retaliation
  • Non-compete, trade secret, and restrictive covenant litigation
  • Wage and hour class and collective actions
  • Employment contract and wage payment disputes involving highly-compensated employees
  • Independent contractor/employee misclassification claims and audits

Jack particularly focuses on representing government contractor employers. Jack guides clients through OFCCP audits, framing the client’s hiring, compensation, and other personnel practices and data to preemptively address potential OFCCP concerns to avoid extensive agency inquiries. When OFCCP does challenge a client’s practices, Jack has successfully defended against OFCCP’s claims of discrimination. Jack also advises contractors on compliance with their obligations under the Davis-Bacon Act, Service Contract Act, and a wide range of FAR and DFAR clauses.

Jack also frequently represents parties in employee mobility litigation, including claims involving non-competition, non-solicitation, and confidentiality agreements, trade secret misappropriation, and business torts asserted against former employees and competitors that hire them. As employers face significant competitive harm from an employee’s theft of customer or technical information, Jack is prepared to take immediate decisive action to obtain a temporary restraining order preventing improper competition. Significantly, Jack has experience in both prosecuting and defending employee mobility claims and is able to offer clients a well-rounded assessment of their options and courses of action.

Jack also works closely with in-house counsel, human resources personnel, and business executives to craft compliant personnel policies that meet the client’s business requirements. Jack advises clients regarding employee/independent contractor classifications, onboarding employees subject to restrictive covenants, reductions in force, and internal investigations of sensitive harassment and potential whistleblower allegations. Jack also walks clients through sensitive terminations to reduce the potential for litigation or at least best position the client in the event that litigation is inevitable. Jack draws heavily upon this counseling experience in representing clients in litigation.

 

Speaker_James Noel_FedBarJames Noel, Counsel | McConnell Valdés LLC

James Noel is Counsel, Labor & Employment Law Practice Group for McConnell Valdés LLC. Mr. Noel has provided advice and has represented employers in all areas of federal and Puerto Rico employment law.

Mr. Noël has vast litigation experience in both state and federal courts. His initial assessment to clients is based on years of experience and takes into consideration the nature of the claims, the opposing counsel, the state-court judge, and the potential exposure of a jury trial, among other criteria.

Mr. Noël has handled matters involving more specialized knowledge than the usual employment case, such as the Railway Labor Act, the National Labor Relations Act, the Federal Arbitration Act, ERISA, and COBRA. He has also served as counsel in cases before the U.S. District Court for the Southern District of Florida and the U.S. District Court for the Central District of California.

In addition to litigation, Mr. Noël has handled numerous due diligence matters, including the purchase or sale of businesses in Puerto Rico, as well as labor and employment audits.

He is the Past-President of the FBA, Puerto Rico Chapter; former Treasurer of the Labor and Employment Law Section of the FBA national; Vice-Chairman of the Counsel of Past Presidents of the FBA Puerto Rico Chapter; a Fellow of the Foundation of the FBA; and a member of the Board of the Labor and Employment Section of the FBA.

Mr. Noël provides advice to Corporación La Fondita de Jesús, a non-profit organization which helps people who have problems with controlled substances kick the habit. He has also provided pro bono services in Federal and State Courts.

 

Speaker_Brian J. MacDonough_FedBarBrian J. MacDonough, Partner | Sherin and Lodgen LLP

Brian J. MacDonough chairs the Sherin and Lodgen LLP Employment Departmen, and counsels and represents executives and professionals in sophisticated employment and compensation matters and employment litigation.

He handles a wide range of matters, including contract negotiation and enforcement, discrimination, whistleblowing, wage and hour issues, and wrongful termination. In particular, Brian advises executives and professionals regarding employment agreements, change of control agreements, equity and deferred compensation vehicles, non-competition and other restrictive covenants, severance/separation terms, and transition agreements.

A trusted advisor to his clients, Brian often works with them throughout their careers as they transition to new opportunities. As noted by Chambers USA, he “brings a calm demeanor to the table and focuses on the best outcome for his client,” says one interviewee. A client adds: “He is empathetic and very strategic in negotiations.”

In addition to his executive advocacy practice, Brian also litigates cases in both federal and state courts and appears regularly before state and federal agencies, including the Massachusetts Commission Against Discrimination and U.S. Equal Employment Opportunity Commission.

Highly respected by his colleagues, Brian is a former co-chair of the Boston Bar Association’s Labor & Employment Law Section. He also served on the committee that prepared draft sexual harassment regulations on behalf of the Massachusetts Commission Against Discrimination and he assisted in the drafting of proposed revisions of the Commission’s procedural regulations.

Brian is a frequent author and speaker on matters of employment law. He is an editor and co-author of the Massachusetts Employment Law Manual, published by Massachusetts Continuing Legal Education, Inc. He has also co-authored employment law chapters for the MCLE’s Massachusetts Basic Practice Manual, and sections of the quarterly Commentary for the Massachusetts Discrimination Law Reporter. Brian has chaired several programs sponsored by MCLE, including “What Every Lawyer Needs to Know About Employment Law” and “Preventing and Litigating Wage & Hours Cases.”

Agenda

I. Goals of the handbook | 2:00pm – 2:15pm

II. Handbook policy must-haves & policies to avoid | 2:15pm – 2:30pm

III. Multi-state/multi-jurisdictional handbooks | 2:30pm – 2:45pm

IV. The unique case of Puerto Rico | 2:45pm – 3:00pm

Break | 3:00pm – 3:10pm

V. The plaintiffs’ side employment lawyer’s view – Case Studies and Practical Scenarios | 3:10pm – 3:30pm

VI. Q&A | 3:30pm – 3:40pm

Credits

Alaska

Approved for CLE Credits
1.5 General

Our programs are CLE-eligible through Alaska’s recognition of multi-jurisdictional reciprocity.
Alabama

Approved for Self-Study Credits
1.5 General

Arkansas

Approved for CLE Credits
1.5 General

Arizona

Approved for CLE Credits
1.5 General

California

Approved for CLE Credits
1.5 General

Colorado

Pending CLE Approval
1.5 General

Connecticut

Approved for CLE Credits
1.5 General

District of Columbia

No MCLE Required
1.5 CLE Hours

Delaware

Pending CLE Approval
1.5 General

Florida

Approved via Attorney Submission
2 General

Receive CLE credit in Florida via attorney submission.
Georgia

Pending CLE Approval
1.5 General

Hawaii

Approved for CLE Credits
1.8 General

Iowa

Approved for Self-Study Credits
1.5 General

Idaho

Pending CLE Approval
1.5 General

Illinois

Approved for Self-Study Credits
1.5 General

Indiana

Pending CLE Approval
1.5 General

Kansas

Pending CLE Approval
1.5 Substantive

Kentucky

Pending CLE Approval
1.5 General

Louisiana

Pending CLE Approval
1.5 General

Massachusetts

No MCLE Required
1.5 CLE Hours

Maryland

No MCLE Required
1.5 CLE Hours

Maine

Pending CLE Approval
1.5 General

Michigan

No MCLE Required
1.5 CLE Hours

Minnesota

Approved for Self-Study Credits
1.5 General

Missouri

Approved for CLE Credits
1.8 General

Mississippi

Pending CLE Approval
1.5 General

Montana

Pending CLE Approval
1.5 General

North Carolina

Pending CLE Approval
1.5 General

North Dakota

Approved for CLE Credits
1.5 General

Our programs are CLE-eligible through North Dakota’s recognition of multi-jurisdictional reciprocity. Section 1, Policy 1.14
Nebraska

Pending CLE Approval
1.5 General

myLawCLE reports attendance to Nebraska on each attorney’s behalf for all programs. Please do not self-report.
New Hampshire

Approved for CLE Credits
90 General Minutes

As of July 1, 2014, the NHMCLE Board no longer provides pre- or post-approval of courses. Attendees must self-determine whether a program is eligible for credit, and self-report their attendance online at www.nhbar.org, based on qualification provisions of Rule 53.
New Jersey

Approved for CLE Credits
1.8 General

Our programs are CLE-eligible through New Jersey’s recognition of multi-jurisdictional reciprocity, except for the courses required under BCLE Reg. 201:2
New Mexico

Approved for Self-Study Credits
1.5 General

Nevada

Pending CLE Approval
1.5 General

New York

Approved for CLE Credits
1.8 General

Our programs are CLE-eligible through New York’s Approved Jurisdiction Group “B”.
Ohio

Pending CLE Approval
1.5 General

Oklahoma

Pending CLE Approval
2 General

Oregon

Pending CLE Approval
1.5 General

Pennsylvania

Approved for Self-Study Credits
1.5 General

Rhode Island

Pending CLE Approval
2 General

South Carolina

Pending CLE Approval
1.5 General

South Dakota

No MCLE Required
1.5 CLE Hours

Tennessee

Approved for Self-Study Credits
1.5 General

Texas

Approved for CLE Credits
1.5 General

Utah

Pending CLE Approval
1.5 General

Virginia

Not Eligible
1.5 General Hours

Vermont

Approved for CLE Credits
1.5 General

Washington

Approved via Attorney Submission
1.5 Law & Legal

Receive CLE credit in Washington via attorney submission.
Wisconsin

Approved for Self-Study Credits
1.5 General

West Virginia

Pending CLE Approval
1.8 General

Wyoming

Pending CLE Approval
1.5 General

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