The SEC’s Cybersecurity Final Rules and the Impact on Other Laws

Rachel V. Rose
Rachel V. Rose | Principal with Rachel V. Rose – Attorney at Law, P.L.L.C. (Houston, TX).

Ms. Rose has a unique background, having worked in many different facets of healthcare, securities, cybersecurity, as well as international law and business throughout her career.

On-Demand: October 20, 2023

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1 hour CLE
Tuition: $95.00
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Program Summary

After much anticipation, the U.S. Securities and Exchange announced its cybersecurity related final rules in late July 2023. Some of the proposed rules remained, while others were either modified or removed. The key areas that permeate through the final rules are as follows: risk management, corporate governance, and incident disclosure. Importantly other cybersecurity related laws – both national and international – are noted, as well as the National Institute for Standards and Technology (NIST) standards. This webinar goes beyond a mere recitation of the language in the final rules and instead focuses on how a whistleblower or class action plaintiff may bring a case, as well as how compliance and defense counsel can mitigate liability.

This course is co-sponsored with myLawCLE.

Key topics to be discussed:

  • Appreciate the key aspects of the SEC’s final rules
  • Learn the correct application of NIST and ISO, as well as how non-compliance with nonsecurities laws or industry related laws can lead to SEC violations
  • Glean insights into risk mitigation – in other words go “left of bang” and be offensive instead of defensive

Date / Time: October 20, 2023

Closed-captioning available

Speakers

Rachel-V.-Rose_Principal-with-Rachel-V.-Rose-–-Attorney-at-Law,-P.L.L.C.Houston,-TX_FedBarRachel V. Rose | Principal with Rachel V. Rose – Attorney at Law, P.L.L.C. (Houston, TX).

Rachel V. Rose, JD, MBA is a Principal with Rachel V. Rose – Attorney at Law, P.L.L.C. (Houston, TX)

Ms. Rose has a unique background, having worked in many different facets of healthcare, securities, cybersecurity, as well as international law and business throughout her career. For nearly a decade, her practice has focused transactional, compliance, and litigation matters related to cybersecurity, health care, securities, and Dodd-Frank/False Claims Act whistle blower claims. Ms. Rose worked on Capitol Hill when HIPAA passed in 1996 and worked at HHS in 2009 when the HITECH Act was being implemented.

In addition to being extensively published and a sought-after presenter and quoted expert, Ms. Rose holds an MBA with minors in healthcare and entrepreneurship from Vanderbilt University, and a law degree from Stetson University College of Law, where she graduated with various honors, including the National Scribes Award and The William F. Blews Pro Bono Service Award.

Ms. Rose is licensed in Texas and is a Fellow of the Federal Bar Association. Currently, she is the Chair of the Federal Bar Association’s Government Relations Committee, a board member of the Federal Bar Association’s Qui Tam Section, the co-editor of the American Health Lawyers Association’s Enterprise Risk Management Handbook for Healthcare Entities (2nd Edition), as well as a co-author of the ABA’s books The ABCs of ACOs and What Are International HIPAA Considerations?

She has been named consecutively to the Texas Bar College, the National Women Trial Lawyers Association’s Top 25, Houstonia Magazine’s Top Lawyers (healthcare), the National Trial Lawyers Association’s Top 100, as well as 1st Healthcare Compliance’s 2019 Top Presenter. Ms. Rose is also an Affiliated Member with the Baylor College of Medicine’s Center for Medical Ethics and Health Policy, where she teaches bioethics.

Federal Court Admissions: Supreme Court of the United States, CO, DC, SDTX, NDTX, EDTX and WDTX.

See www.rvrose.com for additional information.

Agenda

I. Analysis of the key areas of potential liability express in the SEC final rules | 1:00pm – 1:35pm

II. Explanation of how other laws that are cited in the SEC final rules can lead to whistleblower and class action lawsuits | 1:35pm – 1:50pm

III. Practical compliance and risk mitigation considerations | 1:50pm – 2:00pm

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